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Policy Statements
To help protect the interests of our clients and ensure that our personnel offer consistently high levels of service and recommendations, Hargreave Hale enforces and regularly reviews a set of company policies.
Employee Remuneration Policy
Important: please read our Employee Remuneration Policy
Pillar 3 - Remuneration Disclosure
Important: please read our Pillar 3 Remuneration Disclosure
Conflicts of Interest Policy
Important: please read our Conflicts of Interest Policy Statement
Client Information - Research Recommendations
Important: please read our Client Information - Research Recommendations
Previous Recommendations
Investment Bulletin
Investment Bulletin January 2012 - Not issued
Investment Bulletin February 2012 - No recommendations made
Investment Bulletin March 2012 - No recommendations made
Hargreave Hale Worcester Newsletter
Not issued this quarter
None of the recommendations relate to companies to whom Hargreave Hale Limited has provided material investment banking services during the last 12 months.
Customer Complaints Handling Procedures
Important: please read our Customer Complaints Handling Procedures